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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

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MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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BIPRU 3.1 Application and purpose

As Published: 2006

BIPRU 3.1 Application and purpose

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PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

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REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

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