Search Result

321 - 340 of 513 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 18.5 Operators of collective investment schemes

As Published: 2007

COBS 18.5 Operators of collective investment schemes

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

PERG 5.16 Meaning of 'insurance mediation'

As Published: 2005

PERG 5.16 Meaning of 'insurance mediation'

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

DISP App 3.9 Other matters concerning redress

As Published: 2010

DISP App 3.9 Other matters concerning redress

REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

DISP App 3.5 Re-assessing rejected claims

As Published: 2010

DISP App 3.5 Re-assessing rejected claims

ICOBS 4.3 Fee disclosure

As Published: 2008

ICOBS 4.3 Fee disclosure

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

As Published: 2006

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms