Search Result

161 - 180 of 1143 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers