Search Result

121 - 140 of 939 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

COBS 6.1C Consultancy charging and remuneration

As Published: 2010

COBS 6.1C Consultancy charging and remuneration

COND 1.3 General

As Published: 2013

COND 1.3 General

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting