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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

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COLL 11.2 Approval of a feeder UCITS

As Published: 2011

COLL 11.2 Approval of a feeder UCITS

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PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

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PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

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PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

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PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

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ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

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GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

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MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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