Search Result

561 - 580 of 1122 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

CASS 10.2 Core content requirements

As Published: 2012

CASS 10.2 Core content requirements

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application