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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

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Similar To

LR 13.5 Financial information in Class 1 Circulars

COLL 11.6 Winding up, merger and division of master UCITS

BIPRU 11.5 Technical criteria on disclosure: General requirements

PERG 8.12 Exemptions applying to all controlled activities

BIPRU 4.2 The IRB approach: High level material

SUP 3.10 Duties of auditors: notification and report on client assets

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

COLL 12.2 UK UCITS management companies

BIPRU 3.2 The central principles of the standardised approach to credit risk

SUP 10A.17 Further questions

BIPRU 2.2 Internal capital adequacy standards

GENPRU 1.3 Valuation

SYSC 13.6 People

SUP 13.6 Changes to branches

LR 9.2 Requirements with continuing application

REC 2.4 Suitability

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

MAR 8.2 Requirements for benchmark submitters

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

SYSC 2.1 Apportionment of Responsibilities