Search Result

501 - 520 of 1101 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2011

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

INSPRU 3.1 Market risk in insurance

As Published: 2006

INSPRU 3.1 Market risk in insurance

COBS 12.4 Research recommendations: required disclosures

As Published: 2007

COBS 12.4 Research recommendations: required disclosures

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

As Published: 2007

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2013

SUP 10A.12 Procedures relating to FCA-approved persons

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance