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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

GEN 1.2 Referring to approval by the appropriate regulator

As Published: 2005

GEN 1.2 Referring to approval by the appropriate regulator

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

APER 1.1A Application

As Published: 2013

APER 1.1A Application

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing