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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

As Published: 2007

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

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REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

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DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

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SUP 13.3 Establishing a branch in another EEA State

SUP 15.7 Form and method of notification

REC 6.3 Recognition requirements

MCOB 13.4 Arrears: provision of information to the customer of a regulated mortgage contract

MCOB 2.8 Record keeping

CREDS 7.2 General requirements concerning lending policy

DTR 1.5 Fees, market abuse safe harbours and sanctions

REC 4.5 FCA supervision of action by UK RIEs under their default rules

DISP App 1.3 Remortgaging

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

COLL 8.4 Investment and borrowing powers

BIPRU 7.8 Securities underwriting

CASS 5.2 Holding money as agent of insurance undertaking

FEES 1.1 Application and Purpose

LR 19.2 Requirements for listing

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order