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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

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COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

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DTR 2.6 Control of inside information

As Published: 2005

DTR 2.6 Control of inside information

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SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

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MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

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SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

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SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

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APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

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DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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