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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

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BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

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MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

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DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

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