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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

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DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

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Similar To

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 13.7 Changes to cross border services

DISP 1.10 Complaints reporting rules

DISP 2.7 Is the complainant eligible?

DEPP 6.2 Deciding whether to take action

SUP 16.3 General provisions on reporting

REC 3.4 Key individuals and internal organisation

SUP 8.3 Applying for a waiver

REC 3.15 Suspension of services and inability to operate facilities

SUP 13A.7 Top-up permission

FEES 7.2 The CFEB levy

REC 6.7 Notification rules for overseas recognised bodies

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading