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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

…

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

…

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

…

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

…

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

…

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

…

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

…

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

…

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

…

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

…

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

…

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

…

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

…

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

…

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

…

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

…

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

…

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

…

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

…

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

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