Search Result

161 - 180 of 1139 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS