Search Result

121 - 140 of 399 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.4 Information on which Fees are calculated

As Published: 2007

FEES 4.4 Information on which Fees are calculated

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

LR 3.1 Application

As Published: 2005

LR 3.1 Application

LR 16.1 Application

As Published: 2005

LR 16.1 Application

LR 17.2 Requirements for listing and listing applications

As Published: 2005

LR 17.2 Requirements for listing and listing applications

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

LR 20.1 Application

As Published: 2010

LR 20.1 Application

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID