Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

…

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

…

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

…

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

…

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

…

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

…

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 1.1 Application

LR 8.7 Supervision of sponsors

SUP App 3.6 Freedom to provide services

SYSC 4.1 General requirements

LR 5.2 Cancelling listing

SYSC 5.1 Skills, knowledge and expertise

FEES 4.2 Obligation to pay periodic fees

PERG 5.12 Link between activities and the United Kingdom

COLL 6.3 Valuation and pricing

SUP 14.6 Cancelling qualification for authorisation

LR 18.2 Requirements for listing

PERG 2.7 Activities: a broad outline

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading