Search Result

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

…

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2010

PERG 14.6 Carrying on a regulated activity in the United Kingdom

…

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

…

PERG 15.6 Territorial scope

As Published: 2009

PERG 15.6 Territorial scope

…

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

…

PERG 14.3 Activities relating to home reversion plans

As Published: 2006

PERG 14.3 Activities relating to home reversion plans

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

COBS 21.3 Rules for firms engaged in linked long-term insurance business

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

COLL 6.10 Senior personnel responsibilities

COBS 15.4 Effects of cancellation

MIPRU 3.2 Professional indemnity insurance requirements

LR 9.3 Continuing obligations: holders

MIPRU 4.2 Capital resources requirements

CASS 3.1 Application and Purpose

LR 9.8 Annual financial report

LR 13.8 Other circulars

MCOB 7.6 Mortgages: event-driven information

PERG 10.3 Pension Scheme Trustees

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order