Search Result

681 - 700 of 735 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources