Search Result

641 - 660 of 732 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions