Search Result

541 - 560 of 994 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

PR App 1.1

As Published: 2005

PR App 1.1

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation