Search Result

401 - 420 of 917 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

COLL 11.4 Depositaries

As Published: 2011

COLL 11.4 Depositaries

APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

DISP App 3.7 Approach to redress

As Published: 2011

DISP App 3.7 Approach to redress

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes