Search Result

261 - 280 of 1139 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom