Search Result

241 - 260 of 967 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2013

SUP 10A.13 Application for approval and withdrawing an application for approval

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

COBS 3.5 Professional clients

As Published: 2007

COBS 3.5 Professional clients

COBS 3.6 Eligible counterparties

As Published: 2007

COBS 3.6 Eligible counterparties

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

DISP App 3.7 Approach to redress

As Published: 2011

DISP App 3.7 Approach to redress

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

COBS 21.2 Principles for firms engaged in linked long-term insurance business

As Published: 2007

COBS 21.2 Principles for firms engaged in linked long-term insurance business

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction