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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

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BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

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Similar To

FEES App 1.3 Application Fees

REC 2.2 Method of satisfying the recognition requirements

PERG 9.10 Significance of being an open-ended investment company

SUP 12.1 Application and purpose

PERG 4.11 Link between activities and the United Kingdom

REC 4.4 Complaints

REC 3.6 Constitution and governance

FIT 1.3 Assessing fitness and propriety

BIPRU 3.7 Classification of off-balance-sheet items

PERG 15.5 Negative scope/exclusions

PERG 9.4 Collective investment scheme (section 235 of the Act)

DISP INTRO 1 Introduction

SYSC 2.1 Apportionment of Responsibilities

FEES 6.5A The retail pool

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

PERG 7.7 Post-certification issues

GENPRU 1.2 Adequacy of financial resources

REC 4.7 The section 297 power to revoke recognition

MCOB 4.11 Sale and rent back: advising and selling standards

BIPRU 2.2 Internal capital adequacy standards