Search Result

501 - 520 of 1033 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

PR App 1.1

As Published: 2005

PR App 1.1

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

SUP 10A.15 References and accurate information

As Published: 2013

SUP 10A.15 References and accurate information

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets