Search Result

201 - 220 of 1113 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

COLL 13.1 Introduction

As Published: 2012

COLL 13.1 Introduction

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom