Search Result

161 - 180 of 1116 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

PERG 2.11

As Published: 2007

PERG 2.11

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

BIPRU 8.9A Consolidated large exposure requirements

As Published: 2010

BIPRU 8.9A Consolidated large exposure requirements

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background