Search Result

841 - 860 of 1123 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

COBS 9.3 Guidance on assessing suitability

As Published: 2007

COBS 9.3 Guidance on assessing suitability

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

LR 19.1 Application

As Published: 2005

LR 19.1 Application

PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

CASS 1.5 Application: electronic media and E-Commerce

As Published: 2007

CASS 1.5 Application: electronic media and E-Commerce

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

TC App 5.1

As Published: 2010

TC App 5.1

COLL 13.2 Operational requirements for feeder NURS

As Published: 2012

COLL 13.2 Operational requirements for feeder NURS

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance