Search Result

641 - 660 of 690 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 3A.1 Introduction

As Published: 2011

PERG 3A.1 Introduction

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

ICOBS 2.2 Communications to clients and financial promotions

As Published: 2010

ICOBS 2.2 Communications to clients and financial promotions

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2010

PERG 14.6 Carrying on a regulated activity in the United Kingdom

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose