Search Result

601 - 620 of 1163 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

DISP App 3.2 The assessment of a complaint

As Published: 2010

DISP App 3.2 The assessment of a complaint

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

DISP App 3.5 Re-assessing rejected claims

As Published: 2010

DISP App 3.5 Re-assessing rejected claims

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions