Search Result

341 - 360 of 1093 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

As Published: 2006

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions