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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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COND 2.7 Business model

SUP 9.2 Making a request for individual guidance

COLL 7.7 UCITS mergers

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

REC 4.8 The section 298 procedure

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DEPP 1.2 Introduction to statutory notices

APER 3.3 Factors relating to Statements of Principle 5 to 7

PERG 2.8 Exclusions applicable to particular regulated activities

COLL 11.6 Winding up, merger and division of master UCITS

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

SUP 9.1 Application and purpose

DEPP 6.5D Serious financial hardship

SUP App 3.6 Freedom to provide services

SYSC 4.2 Persons who effectively direct the business

PERG 8.32 Arranging deals in investments

SUP 16.17 Remuneration reporting

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

REC 4.7 The section 297 power to revoke recognition