Search Result

41 - 60 of 130 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

…

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

…

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

…

SUP 10A.9 Significant management functions

As Published: 2013

SUP 10A.9 Significant management functions

…

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

…

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

…

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

…

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

…

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

…

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

…

FEES 5.7 Payment

As Published: 2009

FEES 5.7 Payment

…

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

…

FEES 2.4 VAT

As Published: 2009

FEES 2.4 VAT

…

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

…

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

…

CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls

…

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

…

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

…

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

…

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

…