Search Result

301 - 320 of 999 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification