Search Result

121 - 140 of 902 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

…

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

…

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

…

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

…

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

…

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

…

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

…

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

…

FEES 4.4 Information on which Fees are calculated

As Published: 2007

FEES 4.4 Information on which Fees are calculated

…

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

…

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

…

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

…

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

…

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

…

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

…

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

…

COLL 12.3 EEA UCITS management companies

As Published: 2011

COLL 12.3 EEA UCITS management companies

…

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

…

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

…

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

…