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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SUP 10A.10 Customer-dealing functions

As Published: 2013

SUP 10A.10 Customer-dealing functions

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act

CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

COLL 11.4 Depositaries

As Published: 2011

COLL 11.4 Depositaries

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order