Search Result

141 - 160 of 880 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

SUP 10A.15 References and accurate information

As Published: 2013

SUP 10A.15 References and accurate information

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction