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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

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PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

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Similar To

REC 2.5 Systems and controls and conflicts

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

PERG 8.28 Advice or information

LR 12.1 Application

LR 16.4 Requirements with continuing application

LR 13.6 Related party circulars

LR 15.4 Continuing obligations

PR App 1.1

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

MIPRU 4.4 Calculation of capital resources

MAR 1.3 Market abuse (insider dealing)

DTR 1A.4 Fees

LR 3.1 Application

LR 18.1 Application

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SYSC 4.2 Persons who effectively direct the business

BIPRU 8.1 Application

DTR 1.3 Information gathering and publication

PR 2.5 Omission of information

RCB 4.2 Enforcement powers and penalties