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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs