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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 11.2 Approval of a feeder UCITS

As Published: 2011

COLL 11.2 Approval of a feeder UCITS

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DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

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SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

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GENPRU 1.1 Application

As Published: 2006

GENPRU 1.1 Application

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FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

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SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

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REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

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CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

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SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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