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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

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REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

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DEPP 2.1 Statutory notices

As Published: 2007

DEPP 2.1 Statutory notices

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SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

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REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

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REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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LR 6.1 Application

As Published: 2005

LR 6.1 Application

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COLL 3.1 Introduction

As Published: 2004

COLL 3.1 Introduction

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COLL 4.1 Introduction

As Published: 2004

COLL 4.1 Introduction

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COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

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