Search Result

621 - 640 of 1069 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation