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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

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COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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REC 4.2E Information: compliance of UK recognised bodies with EU requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

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ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

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MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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COBS 9.5 Record keeping and retention periods for suitability records

As Published: 2007

COBS 9.5 Record keeping and retention periods for suitability records

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LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

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ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping

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MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

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COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

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SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

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COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

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PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

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