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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

COLL 4.1 Introduction

As Published: 2004

COLL 4.1 Introduction

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

COLL 9.2 Section 264 recognised schemes

As Published: 2011

COLL 9.2 Section 264 recognised schemes

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

COLL 11.5 Auditors

As Published: 2011

COLL 11.5 Auditors

SUP 10A.15 References and accurate information

As Published: 2013

SUP 10A.15 References and accurate information

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

BIPRU 11.2 Basis of disclosures

As Published: 2007

BIPRU 11.2 Basis of disclosures

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars