Search Result

461 - 480 of 1018 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1