Search Result

461 - 480 of 1097 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

…

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

…

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

…

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

…

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

…

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

…

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

…

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

…

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

…

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

…

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

…

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

…

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

…

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

…

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

…

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

…

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

…

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

…

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

…

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

…