Search Result

441 - 460 of 919 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

As Published: 2006

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

LR 16.1 Application

As Published: 2005

LR 16.1 Application

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

MCOB 5.4 Mortgage illustrations: general

As Published: 2004

MCOB 5.4 Mortgage illustrations: general