Search Result

401 - 420 of 1123 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2008

ICOBS 6.4 Pre- and post-contract information: protection policies

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

As Published: 2006

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

BIPRU 8.9A Consolidated large exposure requirements

As Published: 2010

BIPRU 8.9A Consolidated large exposure requirements

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act