Search Result

401 - 420 of 1001 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

DISP 3.2 Jurisdiction

As Published: 2007

DISP 3.2 Jurisdiction

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege